Skip to main content

Submission of Supervisory Returns by NBFCs

Reserve Bank of India (RBI) has revised the list of applicable returns to be filed by supervised entities. This article covers the list of the returns applicable to Non-Banking Financial Companies (NBFCs).

Which returns shall be filed by NBFCs?

All Supervised Entities (SEs) are required to submit certain supervisory returns to Reserve Bank of India (RBI) as per various directions / circulars / notifications issued by RBI from time to time. The list of returns applicable to Non-Banking Financial Companies [excluding Housing Finance Companies (HFCs)] and all Asset Reconstruction Companies (ARCs) are as below –

NBFCs in Base Layer
Name of Return Periodicity Reference date Timeline for Return Submission
DNBS02 – Important 
Financial Parameters 
(NBFCs – BL)* 		Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04A – Short Term Dynamic Liquidity (STDL)# Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04B – Structural Liquidity & Interest Rate Sensitivity# Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS08 – CRILC-Main (NBFCs)## Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS09 – CRILC Weekly – RDB return## Weekly Friday of the week On or before Wednesday of the following week
DNBS10 – Statutory Auditor Certificate (SAC) Return Yearly March 31st Within 21 days from the Reference Date
DNBS13 – Overseas 
Investment Details 		Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS14 – P2Ps Important Financial & Prudential Parameters (applicable to NBFC – P2Ps) Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
Form A Certificate Annual March 31st Within 21 days from the Reference Date
* Except Peer-to-Peer Lending platform Companies (NBFC – P2Ps)
# NBFC-BL with asset size of ₹100 crore and above solely or at Group level, [excluding Type-I NBFCs, and Non-Operative Financial Holding Companies (NOFHCs), P2Ps, Account Aggregators (AAs), and Mortgage Guarantee Companies.
## NBFC-BL which are NBFC-ICC, NBFC-MFI, NBFC-Factors having asset size of ₹500 crore and above solely or at Group level.


NBFC – Middle Layer (NBFC-ML)
Name of Return Periodicity Reference date Timeline for Return Submission
DNBS01 – Important Financial Parameters* Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS03 – Important Prudential Parameters* Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04A – Short Term Dynamic Liquidity (STDL)# Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04B – Structural Liquidity & Interest Rate Sensitivity# Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS08 – CRILC-Main (NBFCs)* Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS09 – CRILC Weekly – RDB return* Weekly Friday of the week On or before Wednesday of the following week
DNBS10 – Statutory Auditor Certificate (SAC) Return Yearly March 31st Within 21 days from the Reference Date
DNBS11 – CICs -Important Financial Parameters (applicable to CICs) Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS12 – CICs -
Important Prudential Parameters (applicable to CICs) 		Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS13 – Overseas Investment Details Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
Form A Certificate Annual March 31st Within 21 days from the Reference Date
* Except NBFC-Core Investment Companies (CICs)
# Except Standalone Primary Dealers (SPDs)


NBFC – Upper Layer (NBFC-UL)
Name of Return Periodicity Reference date Timeline for Return Submission
DNBS01 – Important Financial Parameters Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS03 – Important Prudential parameters Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04A – Short Term Dynamic Liquidity (STDL) Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS04B – Structural Liquidity & Interest Rate Sensitivity Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS08 – CRILC-Main (NBFCs) Monthly Last day (28th / 29th / 30th / 31st) of a respective month Within 15 days from the Reference Date
DNBS09 – CRILC Weekly – RDB return Weekly Friday of the week On or before Wednesday of the following week
DNBS10 – Statutory Auditor Certificate (SAC) Return Yearly March 31st Within 21 days from the Reference Date
DNBS11 – CICs -Important Financial Parameters (applicable to CICs) Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS12 – CICs - 
Important Prudential 
Parameters (applicable to CICs) 		Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS13 – Overseas
Investment Details 		Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
Form A Certificate Annual March 31st Within 21 days from the Reference Date

 

Returns applicable to Asset Reconstruction Companies (ARCs)
Name of Return Periodicity Reference date Timeline for Return Submission
DNBS07 – ARCs Important Financial Parameters Quarterly Last day of the Calendar Quarter (i.e., March 31st, June 30th, September 30th, and December 31st) Within 21 days from the Reference Date
DNBS10 – Statutory Auditor Certificate (SAC) Return Yearly March 31st Within 21 days from the Reference Date

 

References

Reserve Bank of India. (2024, February 27). 'Master Direction – Reserve Bank of India (Filing of Supervisory Returns) Directions - 2024'. Retrieved from https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=12613&Mode=0


Follow at - Telegram   Instagram   LinkedIn   X   Facebook

Labels:

Comments

Post a Comment

Popular Posts

Regulatory Measures for the Foreign Exchange Market

Reserve Bank of India (RBI) has announced regulatory measures for the foreign exchange market. Cancellation and rebooking / rollovers of foreign exchange derivative contracts An Authorised Dealer shall not permit users to rebook any foreign exchange derivative contract involving the INR, whether deliverable or non-deliverable, which has been cancelled with any of the Authorised Dealers. An Authorised Dealer may, however, continue to permit users to rollover foreign exchange derivative contracts on maturity, subject to compliance with the extant directions. Threshold limit for taking positions without requirement to establish the existence of underlying Authorised Dealers were permitted to allow users to take positions upto USD 100 million equivalent of notional value (outstanding at any point of time), across all Authorised Dealers, for hedging contracted exposure without the requirement to establish the existence of underlying exposure.  Further, a user was allowed to take positio...
Post a Comment
Read more

Credit Facilities to Scheduled Castes (SCs) & Scheduled Tribes (STs)

Reserve Bank of India (RBI) has issued guidelines on credit facilities to Scheduled Castes (SCs) & Scheduled Tribes (STs). What are the guidelines on credit facilities to SCs & STs? District Level Consultative Committees formed under the Lead Bank Scheme should continue to be the principal mechanism of co-ordination between banks and development agencies.  National Scheduled Tribes Finance & Development Corporation and National Scheduled Castes Finance & Development Corporation have been set up under the administrative control of Ministry of Tribal Affairs and Ministry of Social Justice & Empowerment, respectively. Banks should advise their branches / controlling offices to render all the necessary institutional support to enable these institutions to achieve the desired objectives. Loans sanctioned to State Sponsored Organisations for Scheduled Castes / Scheduled Tribes for the specific purpose of purchase and supply of inputs and / or the marketing of the out...
Post a Comment
Read more

Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR) (Updated as on September 11, 2026)

Reserve Bank of India (RBI) has issued the directions on maintenance of Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR) by banks. To whom are the directions applicable? The directions are applicable to the following Regulated Entities (REs) – Commercial Banks  Small Finance Banks (SFBs) Payments Banks (PBs) Local Area Banks (LABs) Regional Rural Banks (RRBs) Primary (Urban) Co-operative Banks (UCBs) Rural Co-operative Banks – State Co-operative Banks (StCBs) District Central Co-operative Banks (DCCBs) What is CRR? Every bank shall maintain in India by way of cash reserve, a sum equivalent to such percent of its Net Demand and Time Liabilities (NDTL) in India, as the RBI in terms of Section 42(1) of the RBI Act, 1934 (for scheduled banks) and Section 18(1) of the Banking Regulation Act (BR Act), 1949 (for non-scheduled banks) [including provisions of Section 18(1) of the BR Act as applicable to co-operative banks], may specify. What is incremental CRR? In terms of Secti...
Post a Comment
Read more

What is Ways and Means Advances (WMA)? (Updated as on September 25, 2026)

Reserve Bank of India (RBI) has recently announced the Ways and Means Advances (WMA) limit for the Government of India. So, what is WMA? What is Ways and Means Advances (WMA)? Ways and Means Advances (WMA) is a collateral free clean advance availed by the Central and State Governments from RBI, to tide over temporary mismatches in the receipts and payments. Section 17(5) of the Reserve Bank of India Act, 1934 empowers RBI to grant WMA to Central and State Governments, as and when required by them. What is Special WMA / Special Drawing Facility (SDF)? In addition to WMA, State Governments are also eligible for a Special Drawing Facility (SDF), which is granted against collateral of Government Securities held by the State Governments.  SDF availed by State Governments / UTs is linked to the quantum of their investments in marketable securities issued by the Government of India, including Auction Treasury Bills (ATBs).  (Updated as on June 28, 2024) Based on the recommendations m...
Post a Comment
Read more

Framework for Self-Regulatory Organisations in the FinTech Sector (Updated on September 10, 2026)

Reserve Bank of India (RBI) has released the framework for self-regulatory organisations in the FinTech sector. What are FinTechs? For the purpose of membership of an Self-Regulatory Organisations for FinTech Sector (SRO-FT), FinTechs may be defined as entities that provide technological solutions for delivery of financial products and services to businesses and consumers or encompass regulatory and supervisory compliance in partnership with traditional financial institutions or otherwise.  What is the need of Self-Regulatory Organisations for FinTech Sector? FinTechs play a pivotal role in redefining financial services by saving time, enhancing access, and lowering costs. While the FinTechs bring various innovations, the FinTech sector also raises concerns relating to customer protection, data privacy, cyber security, grievance handling, internal governance, financial system integrity, etc. A judicious balance between maximising the creative potential of FinTechs, while minimising...
Post a Comment
Read more